Conduct and Accountability in Financial Services

<p><i>"An invaluable source of accurate regulatory compliance information to draw from. Well laid out, clear and detailed." - </i>Rocky Hirst, EMEA Head of Compliance for EMEA Institution Credit Management, Citi<br><br><i>"I am finding it a real treasure trove, and truly practical."</i> - Kathy Jacobs, Director Consultant, Regionvale <br><i><br>"A brilliant book which is very useful and essential reference in my everyday work. I have also recommended it to colleagues."</i> - Djan Direk Chartered FCSI, FICA, CAMS, Manager - Compliance Monitoring, Assurance and Governance at First Abu Dhabi Bank<br><br><i>"My thanks to you for producing such a brilliant piece of work. It has helped me understand the UK financial industry."</i> - Rishikesh Sharma, Senior Counsel - Government of India The Honourable Society of The Inner Temple, London*<br><br><b><i>Conduct and Accountability in Financial Services: A Practical Guide</i> provides comprehensive, practical and expert guidance on how best to comply with the Senior Managers & Certification Regime. </b><br><br>The <b>Second Edition </b>has been fully revised to include:<br>- The FCA’s consultation on the proposed update to SM&CR<br>- An expanded chapter on technology in a post pandemic hybrid world<br>- Coverage of the Consumer Duty <br>- Overarching principles of how to manage personal regulatory risk<br>- An overview of related global developments<br>- Recent enforcement actions and the lessons to be learned.<br><br>This is a must-read text for all staff in UK financial services firms, professional associations, industry bodies, regulators, academics and advisers to financial services organisations.<br><br><i>This title is included in Bloomsbury Professional’s Banking and Finance Law online service.<br></i><br>*Reviews of a previous edition</p>